Are you ready to advance your career in financial services compliance and gain broad exposure to investment regulation and AML?

Our client, a leading investment and stockbroking firm, is currently seeking a Compliance & AML Executive to support their Compliance Function and contribute to the effective implementation of their regulatory, governance and AML framework.

What is expected of you?

Support the implementation and ongoing development of the company’s compliance framework, governance arrangements and internal controls. * Monitor regulatory requirements arising from MiFID II, MiFIR, MAR, IFR, SFDR, AML regulations and other applicable regulatory frameworks.

Conduct compliance monitoring reviews, thematic assessments and regulatory assurance activities.
Assist with transaction reviews and surveillance activities in line with regulatory and internal requirements.
Support Customer Due Diligence, sanctions screening and client onboarding procedures.
Conduct periodic reviews of client records, ongoing transaction monitoring and updates to client risk assessments.
Assist the Head of Compliance and MLRO with day-to-day compliance and AML responsibilities.
Prepare compliance reports, regulatory updates, management information and Board papers for Senior Management and relevant Committees.

What are you expected to bring?

Previous experience and/or relevant qualifications within Compliance, AML or a related regulatory field.
Good understanding of MFSA requirements, EU financial services regulation and/or AML obligations.
Exposure to a regulated financial services environment would be highly advantageous.
Experience with CDD, KYC, sanctions screening, periodic reviews or ongoing monitoring.
A proactive and highly organised approach with the ability to manage multiple responsibilities and deadlines.
The ability to work independently while collaborating effectively within a wider team.
Strong attention to detail, professional integrity and a responsible approach to confidential information.
Good IT literacy, including a working knowledge of Microsoft Excel and compliance-related systems.
Strong written and verbal communication skills.

What’s in it for you?

Paid membership to a car park located just a few metres from the office.
The opportunity to work within a highly professional and experienced team.
Broad exposure to Compliance, AML and investment services regulation.
Strong learning and professional development opportunities.
Opportunities for medium- to long-term career progression.
Sponsorship for further studies and professional development.

If you’re ready to broaden your Compliance and AML expertise within a regulated investment services environment, this could be the perfect next step in your career. Apply today and seize this exciting opportunity!

Salary: €32,000-40,000 per year

Compliance & AML Executive

Job Description