Our Client, an established and licensed investment firm is looking for a Compliance and AML Executive to join their small team, reporting to the MRLO & Head of Compliance.

Key Responsibilities:

Support the firm's compliance, governance, and internal control frameworks.
Monitor regulatory requirements across MiFID II, MAR, SFDR, AML, the AI Act, and MFSA/ESMA/AMLA guidelines.
Conduct compliance monitoring, thematic assessments, and MAR (Market Abuse Regulation) transaction surveillance.
Assist with client onboarding, CDD, sanctions checks, ongoing monitoring, and periodic risk updates.
Prepare compliance reports, regulatory updates, and board papers for senior management.
Support the Head of Compliance and MLRO with ad-hoc compliance duties.

Note: This role is structured as approximately 30% Anti-Money Laundering (AML) and 70% general compliance.

Requirements

Proactive, highly organized, and deadline-driven with strong integrity.
Able to work both independently and collaboratively.
Proficient in IT, Microsoft Excel, and compliance software tools.

Education and Experience

3 years local experience in a similar role, within investment services, banks, or regulators
Qualifications in compliance, MFSA rules, EU regulations, and AML

Benefits

Parking

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Compliance & AML Executive

Job Description