Role Overview: We are seeking an experienced Regulatory Compliance Manager to provide compliance support and regulatory guidance to clients operating within Malta’s financial services sector.

This role is critical in providing expert advice and guidance to our clients, ensuring that their operations comply with applicable legal and regulatory requirements. The ideal candidate will have a proven track record in developing and managing compliance programmes, together with direct experience in liaising with the MFSA and other regulatory authorities.

Key Responsibilities

Act as the primary compliance advisor for our clients, providing strategic guidance on regulatory compliance issues and best practices.
Act as a designated Compliance Officer for clients, where appropriate and subject to the necessary regulatory approvals, providing independent oversight of their regulatory compliance frameworks and liaising with the relevant regulatory authorities.
Design, implement and oversee risk-based compliance frameworks and compliance monitoring programmes that address applicable regulatory requirements and support the effective identification, assessment and mitigation of compliance risk.
Conduct compliance reviews, risk assessments and monitoring activities to assess ongoing adherence to applicable laws, regulations and guidelines.
Actively monitor regulatory developments within the financial sector, interpreting and integrating these changes into our clients' compliance frameworks.
Maintain effective communication with the MFSA and other regulatory authorities, managing regulatory submissions, enquiries and inspections on behalf of clients
Deliver targeted training programmes to clients and their staff on regulatory compliance matters, fostering a strong culture of compliance across organisations
Prepare detailed reports and analyses for clients, senior management and boards, setting out compliance activities, findings and recommendations for improvement.

Qualifications and Experience

· Bachelor’s degree or higher in Law, Finance, Business Administration or a related discipline.

· A professional qualification or certification in regulatory compliance would be considered an advantage.

· A minimum of five years’ experience in a compliance role within the financial services industry, with a strong focus on regulatory compliance.

· Experience or knowledge relating to financial institutions, including payment institutions and electronic money institutions, and crypto-asset service providers (CASPs) would be considered a strong advantage.

· In-depth knowledge of Malta’s regulatory environment, particularly the requirements governing financial services, AML/CFT and related areas.

· Practical experience in regulatory engagement, compliance monitoring, risk assessments, regulatory submissions and the preparation of reports for senior management or boards would be considered an advantage.

· Excellent analytical, problem-solving and decision-making skills, with the ability to interpret and apply complex legal and regulatory requirements.

· Strong written and verbal communication skills, with the ability to engage effectively with clients, regulatory authorities and internal stakeholders.

· Excellent command of English. Knowledge of Maltese or another language would be considered an advantage.

How to Apply: Interested candidates are invited to apply via the link: https://compliance-360-limited.indigo.jobs/ or submit their CV and a cover letter outlining their suitability for the role to careers@compliance360.mt. Please include “Regulatory Compliance Manager Application” in the subject line.

Regulatory Compliance Manager

Job Description