Our client is seeking to recruit for a Regulatory Compliance Advisor.

Duties include:

provide day-to-day support in the development, implementation and maintenance of regulatory compliance for a variety of clients within investment services, MICA and payments and EMIs;
Assist with the development and implementation of compliance policies and procedures-ensure compliance policies and procedures are effectively communicated to client, in accordance with the client’s regulatory requirements;
be involved in the testing of compliance monitoring programmes;
Monitor and interpret new regulations which could impact clients;
Monitor MFSA circulars etc. to follow up with clients;
Assist in the submit quarterly compliance reports;
Assist in conducting onsite compliance visits;
Assist regulators during their onsite visits; and
Handling correspondence with regulatory authorities;

Requirements

Previous experience within regulatory compliance within financial services industry is required
An understanding of the role of the compliance officer, the compliance program development and its maintenance;
An understanding of laws and regulations surrounding investment services business and their application.
Eager to grow and eventually becoming PQed
Local experience is required for this role

Education and Experience

Be in possession of a tertiary degree or professional qualification related to law, banking and finance and investment services

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Regulatory Compliance Advisor

Job Description